Our partners help us serve you

To help us consistently provide our clients with the highest degree of service and support, we partner with leading companies in the financial industry offering cutting-edge technology and high-quality support services. Our partners include:


BNY Mellon's Pershing provides global financial solutions such as investment recommendations, global trading and execution, account opening and client onboarding, and practice management.

At a Glance

  • $1.8 trillion in global client assets (includes global affiliates)
  • Founded in 1971
  • 23 offices worldwide
  • Serving approximately 1,400 clients in 40 countries


Raymond James

One of the largest independent financial services firms in America, Raymond James helps support our business by clearing and custodial services, and providing access to leading investment research, operational and trading support, and market-leading technologies.

At a Glance

  • $790 billion in total client assets
  • 7,800 financial advisors in 3,100 locations throughout the U.S., Canada and overseas
  • Founded in 1963

Source: RAYMOND JAMES, 2018


National Financial Services LLC (NFS), a Fidelity Investments company, supports our team with critical trade processing, clearance, client reporting, and other essential systems. NFS processes tens of thousands of transactions for millions of investors every day.

At a Glance

  • $709 billion custodied assets
  • 5.6 million accounts
  • 85,000 brokers and advisors associated with NFS correspondent broker-dealers

Source: National Financial, 2007